Securities and futures trade repositories regulations 2020
THE SECURITIES AND FUTURES (TRADE REPOSITORIES) REGULATIONS DISCLAIMER: This version of amendments is in draft form and subject to change. It is also subject to review by the Attorney-General’s Chambers. trade repository licence, as the case may be, shall be made no later than 3 months before the licensed trade repository or licensed foreign trade repository intends to cease operating as a licensed trade repository or licensed trade repository, as the case may be. PART III REGULATION OF LICENSED TRADE REPOSITORIES Issue Date : 6 December 2016 (Last revised on 11 February 2020) GUIDELINES ON MARGIN REQUIREMENTS FOR NON-CENTRALLY CLEARED DERIVATIVES CONTRACTS 2 1 Purpose of the Guidelines 1.1 These Guidelines are issued by the Monetary Authority of Singapore (the “Authority”) pursuant to section 321 of the Securities and Futures Act (Cap. ESMA regulates securities financing activities by setting out reporting requirements, data access, collection, verification, aggregation, comparison and publication of data on securities financing transactions (SFTs) by trade repositories (TRs). The Securities Financing Transactions Regulation (SFTR) is the main piece of EU legislation in this area. The Securities and Exchange Commission announced that starting on Feb. 18, 2020, the fee rates applicable to most securities transactions will be set at $22.10 per million dollars. The assessment on security futures transactions will remain unchanged at $0.0042 for each round turn transaction. Of the U.S. regulators, the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) are in the process of implementing rules governing swap data repositories. For the purposes of the Mandatory Trading Regulations, this is in the form of the Securities and Futures (Trading Venues for Derivatives Contracts in the United States of America) Regulations 2019, under which the MAS has prescribed certain US swap execution facilities (SEFs) as equivalent and such SEFs are also exempt from the requirement to be licensed as an approved exchange or recognised market operator for operating an organised market so long as it does not deal with retail investors.
Results 1 - 10 of 57 Securities And Futures (Trade Repositories) Regulations 2013. Regulations setting out licensing requirements and obligations of Trade
Issue Date : 6 December 2016 (Last revised on 11 February 2020) GUIDELINES ON MARGIN REQUIREMENTS FOR NON-CENTRALLY CLEARED DERIVATIVES CONTRACTS 2 1 Purpose of the Guidelines 1.1 These Guidelines are issued by the Monetary Authority of Singapore (the “Authority”) pursuant to section 321 of the Securities and Futures Act (Cap. ESMA regulates securities financing activities by setting out reporting requirements, data access, collection, verification, aggregation, comparison and publication of data on securities financing transactions (SFTs) by trade repositories (TRs). The Securities Financing Transactions Regulation (SFTR) is the main piece of EU legislation in this area. The Securities and Exchange Commission announced that starting on Feb. 18, 2020, the fee rates applicable to most securities transactions will be set at $22.10 per million dollars. The assessment on security futures transactions will remain unchanged at $0.0042 for each round turn transaction. Of the U.S. regulators, the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) are in the process of implementing rules governing swap data repositories. For the purposes of the Mandatory Trading Regulations, this is in the form of the Securities and Futures (Trading Venues for Derivatives Contracts in the United States of America) Regulations 2019, under which the MAS has prescribed certain US swap execution facilities (SEFs) as equivalent and such SEFs are also exempt from the requirement to be licensed as an approved exchange or recognised market operator for operating an organised market so long as it does not deal with retail investors.
VIEW DOCUMENT. Response to Feedback Received on Parts 3 and 4 of the Consultation Paper on Proposed Amendments to the Securities and Futures Act Financial Advisers Act and Trust Companies Act (459.4 KB) Response to Feedback Received Proposed Amendments to the Securities and Futures Act Financial Advisers Act and Trust Companies Act (329.4 KB)
Results 1 - 10 of 57 Securities And Futures (Trade Repositories) Regulations 2013. Regulations setting out licensing requirements and obligations of Trade DTCC GTR operates registered trade repositories to enable clients to comply with contracts traded ans/or booked in Singapore takes effect on 1 October 2020. The rules, set forth in the Securities and Futures Act (SFA), cover the types of 19 Mar 2019 The final mandatory trading regulations, namely the Securities and Futures ( Trading of Derivatives Contracts) Regulations 2019, were also after 1 April 2020 where both counterparties are subject to the mandatory trading in the Consultation Paper (and also in the reporting obligation) and results from a
30 Jun 2019 (the SFA) effected by the Securities and Futures (Amendment) Act trade repositories and clearing facilities for OTC derivatives will thus be
Securities And Futures (Trade Repositories) Regulations 2013. Regulations setting out licensing requirements and obligations of Trade Repositories. Licensing Results 1 - 10 of 57 Securities And Futures (Trade Repositories) Regulations 2013. Regulations setting out licensing requirements and obligations of Trade DTCC GTR operates registered trade repositories to enable clients to comply with contracts traded ans/or booked in Singapore takes effect on 1 October 2020. The rules, set forth in the Securities and Futures Act (SFA), cover the types of 19 Mar 2019 The final mandatory trading regulations, namely the Securities and Futures ( Trading of Derivatives Contracts) Regulations 2019, were also after 1 April 2020 where both counterparties are subject to the mandatory trading in the Consultation Paper (and also in the reporting obligation) and results from a
27 Apr 2018 extend the reporting requirements to commodity and equity derivatives and the Securities and Futures (Reporting of Derivatives Contracts) Regulations to a licensed trade repository or licensed foreign trade repository. With effect from 1 October 2020, the following entities will be required to report
THE SECURITIES AND FUTURES (TRADE REPOSITORIES) REGULATIONS DISCLAIMER: This version of amendments is in draft form and subject to change. It is also subject to review by the Attorney-General’s Chambers. trade repository licence, as the case may be, shall be made no later than 3 months before the licensed trade repository or licensed foreign trade repository intends to cease operating as a licensed trade repository or licensed trade repository, as the case may be. PART III REGULATION OF LICENSED TRADE REPOSITORIES Issue Date : 6 December 2016 (Last revised on 11 February 2020) GUIDELINES ON MARGIN REQUIREMENTS FOR NON-CENTRALLY CLEARED DERIVATIVES CONTRACTS 2 1 Purpose of the Guidelines 1.1 These Guidelines are issued by the Monetary Authority of Singapore (the “Authority”) pursuant to section 321 of the Securities and Futures Act (Cap.
The U.S. Commodity Futures Trading Commission (CFTC) is an independent agency of the US Congress created the CFTC in 1974 as an independent federal regulatory agency. single-stock futures, the products of which began trading in November 2002. This page was last edited on 6 March 2020, at 00: 23 (UTC). 20 Feb 2019 Investigatory powers of ESMA with regard to trade repositories. 7. Derivatives, Central Counterparties and Trade Repositories) Regulations 2013(8); as equity capital subscribed by the shareholders or other proprietors;”. Until 15 December 2020 or until a decision is made under Article 25 on the 20 Feb 2019 Central Counterparties and Trade Repositories) Regulations 2013 regarded under the law of any part of the United Kingdom as equity Until 15 December 2020 or until a decision is made under Article 25 on the “C6 energy derivative contracts” means options, futures, swaps, and any other derivative. 13 Mar 2019 NEX Regulatory Reporting makes sure that your MAS transaction reporting of the Securities and Futures Act, which mostly comprises Singaporean traded in Singapore) and October 2020 (for foreign exchange, equity and